Compliance officer – Onboarding Corporate
Compliance officer – Onboarding Corporate
- Full-time
Company Description
Since 1996, we challenge the code to deliver innovative services & products that make financial opportunities accessible to everyone.
We are now the Swiss leader in online trading and we deliver our services to + 340’000 clients who can trade over 3 million products through performant and secured platforms.
As well as various online trading products (stocks, bonds, funds, derivative products, cryptocurrencies…), we provide Forex, Robo-Advisory and Mortgages solutions.
Join our +800 employees all over the world to accelerate your career in fast-moving and rock-solid company! We keep on growing and despite the COVID-19 pandemic, we were able to deliver exceptional results in 2020.
Job Description
Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks, which include:
- Due diligence on account opening requests
- Review of client’s account opening files (corporate structures such as active and passive entities, financial institutions, asset managers, trusts, collective investments schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and sanction standpoint
- Review within the account opening process of tax compliance aspects such as FATCA and CRS as well as cross-border aspects
- Drafting of internal memos and contribution to the drafting of procedures
- Optimization of internal processes and guidelines
- Participation in key regulatory projects
- Review of client’s account modification requests (e.g change of beneficial owner, authorized signatories, directors, correspondence address)
- Support and advice to the Front line and management
Qualifications
- Bachelor or Master Degree preferably in Laws/Economics or an accomplished apprenticeship in the financial industry
- 1 to 3 years of experience in the financial industry
- Knowledge of Swiss AML laws (AMLA, AMLO-FINMA, CDB) and other regulations (FinSA, FinIA, CISA)
- A Certificate in collective investment schemes is a plus as well as knowledge and practice in European collective investment schemes (UCITS, AIFs, PIFs, SPV, SPC, Limited partnership)
- Eager to learn and ready to take on challenges
- Ability to multi-task and work under pressure
- Analytical and methodological approach
- Very good writing and communication skills in French and English (another language is an asset)
- Excellent communication and collaboration skills
- Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Additional Information
SQ2
